Remediation & Review
We have many years of experience with remediation projects and can help you with reviews as diverse as AML/CFT, taxation (EUSD, FATCA & CRS) and advice/investment suitability.
Evolving regulatory requirements and expiry of documentation often means that businesses need to review and/or refresh the information they hold in respect of clients. Businesses often do not have time to undertake the many types of review that may be required.
Our remediation projects can assist by:
- Identifying the extent of the review
- Analysing the documentation required
- Drafting the communication to clients
- Dispatching requests for documentation
- Reviewing and collating responses
Whether you require high-level oversight and project management or a small team of analysts and administrators to perform the review we can assist with your remediation process. Correcting or completing the documentation held on client files is one of the easy, but often overlooked, ways to ensure you remain in line with current regulatory requirements.