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Regulatory implementation & regulatory Change - Midshore Consulting

Regulatory Implementation

Over the past five years the Guernsey financial services industry has had to cope with a mountain of new regulation, among them:

  • Alternative Investment Fund Managers Directive (AIFMD)
  • Foreign Account Tax Compliance Act (FATCA)
  • UK FATCA (“Son of FATCA”)
  • Common Reporting Standard (CRS)
  • Guernsey Financial Advice Standard (GFAS)
  • Solvency II
  • Market Abuse Regime (MAR)
  • Anti-Bribery & Corruption
  • New fund rules – Manager Led Product (MLP) & Private Investment Fund (PIF)

 

Further changes are coming with implementation due for

  • Third country passport under AIFMD
  • Markets in Financial Instruments Directive II (MiFID II) and the accompanying regulation (MiFIR)
  • Basel III
  • 4th AML Directive (AML4D)
  • AML/CFT change relating to Moneyval findings
  • General Data Protection Regulation (GDPR)
  • New Guernsey Regulation for loan companies

 

Regulatory implementation can be difficult without prior experience or knowledge. Midshore’s Christopher Jehan has many years of experience in projects implementing regulatory change including AIFMD, EUSD, FATCA, CRS, MiFID II, Conduct of Business rules and the AML/CFT Handbook.
We are also able to assist with GDPR, PCI Compliance forms and more.

Midshore’s Regulation Implementation services

Midshore can help by:

  • Identifying the requirements of the regulation
  • Implementing appropriate changes to business processes
  • Mapping your compliance with the regulations
  • Providing a final report detailing all work undertaken

The regulatory implementation services we provide can be tailored to your business requirements with a range from advice through to full project management including remediation of existing clients where necessary.

If you would like to contact us to arrange a consultation, please email: enquiries@midshoreconsulting.com or use our contact form.

Download our Regulation and Compliance overview

View our regulation & compliance overview