Login to My MidshoreLogin
Regulation & Compliance Archives - Midshore Consulting

Recent Updates by category

Compliance – A Pragmatic Approach to Regulation

Compliance – A Pragmatic Approach to Regulation

Too many times we hear financial services professionals complaining that they are at odds with their confrontational compliance department, more often than that business generation units refer to their anti-money laundering team referred to as a business prevention unit. Whilst there are many pieces of financial services law, regulation, rules, guidance & codes in existence (even in a small jurisdiction such as Guernsey) they have […]

The EU Regulation Torrent

The EU Regulation Torrent

On 29th November I attended the 6th AIFM (Alternative Investment Fund Managers) Directive 2016 Conference held by the Private Equity Forum and hosted in the auditorium at the London office of Simmons & Simmons. The content was heavy on regulation and had a large focus on Brexit. I was also able to have a conversation with the Director of Regulatory Policy at EFAMA (the European […]